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Vice President, Sales Compliance
Develop and implement a comprehensive sales compliance training program for the entire team.
5 months ago
AFFIN Bank
A Malaysian financial services institution offering banking and financial solutions including personal, business, and Islamic banking services.
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Responsibilities:
- Responsible for ensuring that the sales team adheres to all relevant laws, regulations, internal policies and guidelines.
- Develop and implement compliance framework, policies and procedures for the sales department.
- Conduct regular testing, audits and assessments to ensure compliance with internal and external regulations.
- Provide training and support to the sales team on compliance-related matters.
- Monitor and report on compliance issues and trends within the sales department.
- Collaborate with other departments to ensure a cohesive approach to compliance.
- Investigate and resolve compliance-related issues and complaints.
- Stay up to date with changes in relevant laws and regulations.
- Prepare and present compliance reports to senior management.
- Other compliance tasks to be assigned from time to time.
About AFFIN Bank
A Malaysian financial services institution offering banking and financial solutions including personal, business, and Islamic banking services.